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federal securities Tagged Articles
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Film Production: Financing and Investment Issues
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Film financing is one of the most difficult and least understood challenges facing a producer and it is fraught with perils for the unwary. Many independent film producers find themselves caught in the “Producer’s Paradox” namely: “You can’t sign talent and develop your screenplay without financing, but you can’t obtain financing without talent and a polished script.” Given that most film producers do not want to use their personal assets to fund their films, the most important issue for many producers is how to finance their film project with other people’s money.
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Other federal securities Related Articles
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Advertising And PR Guidelines In All Forms Of Media
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| The Federal Trade Commission (FTC) regulates advertising at the federal level to ensure that sellers take responsibility for telling the truth about products and services. |
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DOING BUSINESS WITH THE FEDERAL GOVERNMENT – PART II
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| This article deals with the standards of conduct when doing business with the Federal Government. The policies and procedures for avoiding improper business practices and personal conflicts of interest and for dealing with their apparent or actual occurrence are defined in the Federal Acquisitions Regulations (FAR) Part 3. |
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Likelihood of Confusion: The SAM Rule
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| When filing for a Federal trademark, it's important to keep the SAM rule in mind.
Who's SAM?
SAM's not a person but a concept employed by the USPTO during their review process of new Federal trademark applications. |
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Brokers, Dealers, Private Lenders, and Venture Capital
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| A broker is defined as anyone who makes securities transactions for others. (The exception to this is a bank.) A dealer is defined as someone who buys and sells securities for their own account, through a broker or otherwise.
Most entrepreneurs are looking for start-up capital and for someone else to raise capital for them on a straight commission, with no up-front fees. Only registered broker dealers, and Bona Fide employees, can legally solicit/sell securities for a company on straight commission, with no up-front fees. They always charge an up-front retainer, sometimes called due-diligence fees, before commencing. This fluctuates depending on the complexity of the transactions. Most brokers/dealers avoid startup and early stage companies. A Bona Fide employee cannot be paid commission from the sale of securities. |
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Enforcement Audits and Investigations to Increase in 2010
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| In 2010, all of the federal agencies responsible for enforcing federal employment laws will step up enforcement audits and investigations. |
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The Importance of Due Diligence When You Buy a Franchise
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| Due diligence, which is originally coined in reference to the Securities Act of 1993 of the United States, is a legal term that has taken a more legal meaning for the last seventy years. After the stock market crash of 1929, brokers were obliged to follow detailed steps before they can sell securities such as bonds and stocks to investors. Among the causes of the Great Depression was the lack of proper control on Wall Street but now, a lot of things have changed. |
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Implications of the Federal Antitrust Laws On Franchising
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| This article explains how a franchisee who files a federal court action alleging violations of federal antitrust laws should respond to a franchisor’s motion for summary judgment. |
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The Differences Between Federal and California Labor Laws
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| Most employers recognize that that there are both federal and state laws that regulate how business is conducted. What many do not realize is how these state and federal approaches may vary. Employers in the state need to recognize that California labor law differs from federal guidelines in many areas of employment legislation. |
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Bad Credit Student Loans
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| The student loans are issued for higher studies of the student. The bad credit student debt is available for such students. How to get student loan though have bad credit? What bad credit student loans is? There are two kinds of Bad credit student loans available with government those are Federal poor loans and Private poor credit. The federal poor credit student loan is the category where a person goes for Federal Perkins Loans and Federal Stafford Loans. |
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Renewing Limited Government: Bureaucracy
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| Bureaucracy in the federal government is a little like bad weather: people complain about it, but nobody does anything about it. Jokes aside, the citizenry of the United States, intended to be enlightened and to rule itself, has slowly accepted huge and growing levels of ineffective federal bureacracy as inevitable, much like rain, snow, or high winds. But the time has come for America to see the difference. Bureaucracy can, and must, be limited.... |
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